Regulatory Compliance Specialist Job Description

What is the job description of a Regulatory Compliance Specialist? What are the duties and responsibilities of a Regulatory Compliance Specialist? What does a Regulatory Compliance Specialist do?

Job description of a Regulatory Compliance Specialist

Regulatory compliance specialists ensure that organizations comply with industry specifications, standards, regulations, and laws. They review operational practices, create and enforce compliance plans, and perform regulatory risk management. They may be employed by organizations or work as consultants.

This Regulatory Compliance Specialist job description example includes the list of most important Regulatory Compliance Specialist duties and responsibilities as shown below. It can be modified to fit the specific Regulatory Compliance Specialist profile you're trying to fill as a recruiter or job seeker.

Regulatory Compliance Specialist Duties and Responsibilities

Regulatory Compliance Specialist job description should contain a variety of functions and roles including:

  • Interviewing executives, managers, and employees to determine compliance-related priorities.
  • Reviewing documentation, processes, and practices.
  • Developing and enacting regulatory compliance strategies.
  • Performing compliance audits and compiling reports.
  • Documenting compliance-related processes and maintaining records.
  • Keeping abreast of regulatory changes and developments in the regulatory environment.
  • Coordinating regulatory compliance procedures across organizational structures.
  • Providing training in compliance practices and procedures.
  • Monitoring compliance and facilitating interventions to manage risks.

Regulatory Compliance Specialist Requirements / Skills / Qualifications

Regulatory Compliance Specialist job description should include these common skills and qualifications:

  • Bachelor's degree in the field of regulatory specialization.
  • An accredited qualification in regulatory and compliance assurance will be advantageous.
  • More than five years' work experience in the relevant industry.
  • Proficiency in office and compliance management software.
  • Exceptional analytical, investigative, and organizational skills.
  • Excellent interpersonal and communication skills.
  • At least three years' experience as a regulatory compliance specialist, or similar.
  • Extensive knowledge of industry regulations and governing laws.

As a hiring manager, recruiting an ideal Regulatory Compliance Specialist starts with crafting a good job description. Use this Regulatory Compliance Specialist job description template to save yourself time and help you attract the most qualified candidates. Feel free to revise it to meet your specific needs.

Job seekers interviewing for the role of a Regulatory Compliance Specialist may also reference it in preparation for the interview.

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