Stockbroker Duties & Responsibilities

The role and function of a Stockbroker includes the following duties and responsibilities:

  • Providing accurate investment advice to clients.
  • Accurately evaluating financial reports.
  • Informing clients of new investment opportunities within the stock market.
  • Sourcing new clients through networking and cold calling.
  • Accordingly making changes in investment strategies based on market conditions.
  • Managing clients’ investment portfolios.
  • Staying abreast with the latest financial news.
  • Providing regular updates to clients regarding the status of their investment portfolios.

Note that this is not an exhaustive list of Stockbroker duties and responsibilities. Job functions for specific Stockbroker roles may vary, depending on the industry and type of employer.

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