Compliance Specialist Duties & Responsibilities

The role and function of a Compliance Specialist includes the following duties and responsibilities:

Consulting with the legal department and advising leadership and management on compliance matters.
Developing and providing employee training on compliance policies, practices, and reporting systems.
Identifying, investigating, and reporting compliance issues, irregularities, and violations.
Communicating with government agencies.
Preparing and filing compliance reports.
Tracking and responding to complaints.
Maintaining records of compliance activities.

Note that this is not an exhaustive list of Compliance Specialist duties and responsibilities. Job functions for specific Compliance Specialist roles may vary, depending on the industry and type of employer.

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